Broker Check

Our Services

At Cardinal Hill Group, we provide assistance in the following product offerings through our broker/dealer First Allied Securities, Inc:

Stocks

  • NYSE-listed stocks
  • ETFs
  • NASDAQ over-the-counter
  • All other major exchanges
  • Foreign stocks
  • Margin accounts
  • Corporate finance
  • Investment banking
  • 144 and other restricted securities sales
  • Employee stock-option plans

Retirement Accounts

  • IRAs
  • SEP/IRAs
  • Roth IRAs
  • Education IRAs
  • Simple IRAs
  • Defined contribution
  • Money-purchase pension plan
  • Profit-sharing plan
  • 403(b)
  • 401(k)

Cash Management

  • Daily sweep accounts
  • Money markets
  • Insured CDs
  • Online account access

Asset Management

  • Independent manager search
  • Performance monitoring and reporting
  • Wrap-fee accounts
  • Asset allocation
  • Fee-in-lieu accounts
  • Outside managed accounts

Bonds

  • CMOs
  • Covertibles
  • Corporates
  • Preferreds
  • Municipals
  • Zero coupons

Insurance

  • Fixed annuities
  • Variable annuities
  • Term life
  • Variable life
  • Universal life
  • Whole life
  • Disability
  • Long-term care

Government Securities

  • Ginnie Maes
  • Treasury bills
  • Treasury bonds
  • Treasury notes

Mutual Funds

  • Open-end funds
  • Closed-end funds
  • Networking

Alternative Investments

  • REITs
  • Equipment leasing
  • Managed futures
  • Equity-linked notes

Unit Investment Trusts

And More

  • Education and 529 plans